Tom Griffiths


Tom founded Griffiths Financial Services to help individuals, families and small-business owners and work toward preserving their wealth. As an independent Financial Advisor with LPL Financial, Tom is a skilled listener who places great emphasis on analyzing client needs and objectives before formulating appropriate investment strategies. His clients may benefit from his experience gained over 20 years in the financial services industry. LPL Financial recognized Tom with Director's Club status for 2010, 2011, 2012, 2013, 2014, 2015 and 2016. This distinction is based on an annual production ranking of approximately 13,000 registered advisors nationwide who are supported by LPL Financial.

Tom was formerly a Vice President of Investments with Wachovia Securities in Palm Beach, Fla. After moving back to Pennsylvania, Tom remained with Wachovia Securities until he decided to establish his own investment services firm, partnering with Renaissance Wealth Management Group, which became The Capital Legacy.

Tom is among a limited group of advisors offering Dimensional Fund Advisors (DFA) mutual funds through LPL Financial.

He holds multiple securities registrations, including FINRA Series 7, 6, 66 and 63 securities registrations with LPL Financial. He is also licensed in life, health and accident insurance and is currently working towards obtaining the Chartered Financial Consultant designation.

Tom resides in Bucks County, PA with his wife and children. In his spare time he enjoys spending time with his family, running, boxing and other athletic pursuits.